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Location: 

Shanghai, 31, CN

 

Compliance Officer 

 

About Swiss Re

Swiss Re Corporate Solutions provides risk transfer solutions to large and mid-sized corporations around the world. Its innovative, highly customised products and standard insurance covers help to make businesses more resilient, while its industry-leading claims service provides additional peace of mind. Swiss Re Corporate Solutions serves clients from over 50 offices worldwide and is backed by the financial strength of the Swiss Re Group.

 

About the Role

Swiss Re Corporate Solutions China is now looking to develop business with personal insurance products sold under the brands of existing and new distribution partners. Execution of this strategy is via a B2B2C model across a variety of primary platforms.

The key objective of the role of Compliance Officer is to be a trusted, strategic partner to the regional and local management teams. Providing timely, practical high-quality compliance advice to enable the effective oversight and management of compliance risks as defined by the Swiss Re Compliance Charter and in accordance with all existing regulations, standards and applicable laws. This job is ideal for an ambitious individual who is looking for a challenge and has an interest in working in a dynamically changing international environment. 

Compliance has a dual role as an enabling and governance function as mandated by the Group Audit Committee.  The Compliance Team provides support in the execution of the Compliance organization's responsibilities as defined by the Swiss Re Compliance Charter and in accordance with all existing regulations, standards and applicable laws.  We have strong client centricity with dedicated Client facing Compliance teams as well as the Subject Matter Experts who are the specialists for key Compliance Risks and activities.

 

About the Team

  • Advise managements and employees of China regulations and Swiss Re policies, and assist such persons in the achievement of compliance with those regulations and policies.
  • Coordinate and prepare routine and ad hoc regulatory reports/self-assessment and conduct the regulatory investigations and examinations related to personal line, such as customer interest protection, intermediary management and AML etc.
  • Conduct due diligence on distributors and other third parties if necessary.
  • Review policy documents, distribution policies/process and business marketing materials.
  • Monitor changes in regulations and support gap analysis and implementation plan.
  • Deliver new and refreshed compliance trainings.
  • Engage and collaborate with other expert functions including Legal and Risk Management to ensure the provision of consistent advice

 

About You

  • University or equivalent qualification.
  • Minimum 5 years of professional experience in compliance, legal, risk management, audit or related areas for insurance or financial institutions (online insurance compliance experience is preferred).
  • High level of independence, accountability and integrity.
  • Proven experience and ability to work effectively with regulators.
  • Excellent decision making, problem solving and analytical skills.
  • Ability to manage multiple projects parallel and coordinate complex assignments across multidisciplinary teams in multiple jurisdiction.
  • Excellent written and spoken Mandarin and English required.