Compliance Analyst for Asset Management

Are you passionate about safeguarding financial integrity while enabling business growth? Do you thrive in a dynamic environment where your expertise in financial crime prevention, fraud detection, and investment compliance makes a real difference? Join our global team and help shape the future of compliance in asset management!

About the Role

As a Compliance Analyst in our Asset Management & Capital Markets Compliance team, you'll be at the intersection of financial expertise and risk management, helping stakeholders navigate complex compliance landscapes while supporting business objectives. You'll develop specialized knowledge in how Asset Management operates globally while building valuable relationships across our international network.

Key Responsibilities

• Build relationships with key stakeholders globally, becoming their trusted compliance partner

• Provide expert guidance on compliance matters to internal partners, helping them achieve business goals while managing risks

• Design and deliver training on compliance requirements, processes and controls as the Training Champion for the AM/CM team

• Support payment activities by advising on compliance risks and addressing queries related to Asset Management transactions

• Perform regulatory reviews including monthly submission of required filings

• Handle AML/ITC alerts and support Know-Your-Customer due diligence processes with thorough analysis

• Participate in risk initiatives through dedicated risk squads focused on AM&CM compliance

• Contribute to knowledge sharing through the AM&CM demystification initiative, helping document and explain complex business areas

• Conduct risk assessments to evaluate inherent and residual risk exposure across the organization

• Lead stakeholder discussions to address compliance challenges and implement effective solutions

• Foster a compliance culture that balances risk management with business enablement

About the Team

You'll join the Asset Management Compliance team within the wider Asset Management & Capital Markets Compliance function. Reporting to the Head Compliance AM&CM, you'll collaborate with colleagues across Zurich, New York, London, Bratislava and Luxembourg. Our team provides advisory and enabling support across compliance risks for AM&CM and for Swiss Re areas engaged in financial markets activities. We work closely with stakeholders to support their objectives while applying a commercial mindset and ensuring effective compliance risk management. The role offers valuable exposure to the products, markets and strategies relevant to our stakeholder groups.

About You

You're a detail-oriented professional with a collaborative mindset who thrives in dynamic environments. Your analytical approach helps you navigate complex topics while developing practical solutions. You demonstrate impeccable integrity and judgment when handling sensitive information, and you're able to balance independent work with effective team collaboration. Your adaptability allows you to manage multiple priorities while maintaining high-quality output.

We are looking for candidates who meet these requirements:

• At least 3 years of professional work experience, preferably in the financial industry

• Solid understanding of compliance risks (fraud, money laundering, international trade controls) with enthusiasm to deepen your expertise

• Strong communication skills with fluent English (additional languages are advantageous)

• Excellent analytical abilities and skill in interpreting complex information

• Proficiency in MS Office suite (Outlook, Excel, Word, PowerPoint)

These are additional nice to haves:

• University degree in Law, Asset Management, or related field

• Experience supporting compliance programs focused on fraud prevention, anti-money laundering, or international trade controls

• Knowledge of asset management operations and regulatory frameworks

• Experience working in multicultural, global teams

• Project management skills and experience implementing compliance initiatives

For Slovakia the base salary range for this position is between EUR 1,800 and 3,000 EUR per month (for a full-time role). The specific salary offered considers:

• the requirements, scope, complexity and responsibilities of the role,
• the applicant’s own profile including education/qualifications, expertise, specialization, skills and experience.

In addition to your base salary, you may be eligible for additional rewards and benefits including an attractive performance-based bonus.

We provide feedback to all candidates via email. If you have not heard back from us, please check your spam folder.

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